SMB Securities (Pvt) Ltd


      
 

OPENING AN ACCOUNT

STEP 01- OPENING AN ACCOUNT WITH CDS

To start trading you need to open a securities account in central depository system through SMB Securities.

Download and print CDS forms.

 Local Individual            Foreign Individual            Local Company            Foreign Company

OR Visit our office to collect the forms.

STEP 02- FILLING UP FORM AND THE OTHER REQUIRMENTS

Fill the above forms clearly.
Attach the following,

1. LOCAL INDIVIDUAL

    A copy of NIC
    Utility Bills for proof of residency (dated within 3 months period)

2. LOCAL COMPANY

    Filled forms should be authorized by 2 directors & the company embossed seal.
    A copy of the company memorandum
    Latest available top ten shareholder list
    Details including director's names, NIC or Passport Numbers and addresses in a letterfrom company secretary
    Board resolution
    Utility Bills for proof of residency (dated within 3 months period)
    SIERA Account Details

3. FORIGN INDIVIDUAL

    Copy of Passport
    Utility Bills for proof of residency (dated within 3 months period)
    SIERA Account Details

4. FORIGN COMPANY

    Filled forms should be authorized by 2 directors & the company embossed seal.
    Copy of the company memorandum
    Latest available top ten shareholder list
    Details including director's names, Passport Numbers and addresses in a letter from company secretary
    Board resolution
    Copy of the "certificate to commence business" where relevant
    Certificate of good standing
    SIERA account details.
    All the relevant documents should be certified by a Sri Lankan diplomat or consular officer, solicitor, attorney-at-law or notary public.


STEP 03- SUBMISSION OF FORMS

SMB Securities would open your CDS account within 3 days as you submit all the forms required. A specific broker will be assigned to each client or client can choose for a broker of their choice.
Your broker will contact you as soon as the CDS account is opened.


 




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